税务文章

  • 2025年05月15日
  • By 曹氏会计

FIRPTA Withholding: What Are the Penalties for Non-Compliance?

If you’re involved in the sale of U.S. real estate where the seller is a foreign person, FIRPTA withholding likely applies—and failing to follow the rules can result in costly penalties from the IRS.

At Cao & Associates, CPA, we’ve worked with buyers, sellers, escrow agents, and real estate professionals to ensure FIRPTA compliance and avoid unnecessary fines. Here's what you need to know if you’re facing or concerned about FIRPTA-related penalties.


⚖️ What Is FIRPTA?

FIRPTA stands for the Foreign Investment in Real Property Tax Act, which requires buyers to withhold up to 15% of the gross sales price when purchasing U.S. real property from a foreign seller. This withholding is sent to the IRS as a prepayment of the seller’s potential capital gains tax.


🚫 What Happens If You Don’t Comply?

The buyer (not the seller) is legally responsible for collecting and remitting the FIRPTA withholding to the IRS. If they fail to do so, the IRS may assess:

1️⃣ Full Withholding Liability

The IRS can hold the buyer personally liable for the full 15% withholding amount—even if it was never collected from the seller.

2️⃣ Interest Charges

Interest will accrue from the date the withholding should have been paid until the amount is settled with the IRS.

3️⃣ Late Filing Penalties

If required forms (8288 and 8288-A) are not filed on time, the IRS can charge up to $260 per form for each late or incorrect submission.

4️⃣ Penalties for Escrow Agents or Brokers

If a closing agent knowingly disregards FIRPTA requirements, they may also be penalized or investigated by the IRS.


🧾 Key Forms Involved

  • Form 8288 – Used by the buyer to report and remit the withholding to the IRS.

  • Form 8288-A – IRS-stamped proof of withholding that the seller needs to claim a refund or credit.

  • Form 8288-B – Used to request a reduced withholding or exemption in advance.

Failing to file these correctly—or at all—can delay refunds and increase exposure to IRS action.


🔎 Common Mistakes That Lead to Penalties

❌ Buyer assumes FIRPTA doesn’t apply without verifying the seller’s status
❌ ITIN not obtained on time for the seller
❌ Buyer doesn’t send withholding to IRS within 20 days after closing
❌ Closing agent fails to flag FIRPTA applicability
❌ Seller doesn’t file a U.S. tax return to claim a refund


✅ How We Help Prevent Penalties

At Cao & Associates, CPA, we guide clients through every step of the FIRPTA process:

  • Verify seller status and determine withholding requirements

  • Assist with ITIN application and tax forms

  • Prepare and file Forms 8288, 8288-A, and 8288-B correctly

  • Help sellers file U.S. tax returns to recover over-withheld funds

  • Represent clients in FIRPTA audits or IRS correspondence

Whether you're a buyer, seller, or agent, our goal is to protect you from unexpected IRS penalties and streamline the process.


📞 Don’t Risk FIRPTA Penalties — Get Expert Help Today

If you’re unsure whether FIRPTA applies—or worried about a missed step—we’re here to help. A short consultation could save you thousands.

📧 Email: info@caoandassociates.net
📱 Call or Text: 425-230-7538 / 425-336-8675

We provide bilingual services in English and 中文 and support international clients globally.


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